Financial Planning
Financial Planning
High mortgage rates complicate the case for paying cash for a home
Financial Planning
Ask an Advisor: What non-AUM metrics do you use to measure your firm's success?
Moves · InvestmentNews
Advisor moves: Raymond James lands $700M Truist duo in Florida
&Partners has also added a $357 million Texas family practice, while Janney recruits a $250 million Edward Jones advisor in Miami
Most covered right now
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Strong RIA growth is masking a succession gap that M&A may be filling
Coverage of Schwab Impact, RIA deals and growth metrics suggests that strong asset growth may be hiding the handoff problem that retiring advisors face.
Read the analysis →From the Newsroom
All original coverage →Original
Ameriprise rejects reports of broad advisor retention program
Executives told analysts on the third-quarter earnings call that reports of bonus-driven retention deals were overblown, as a Citizens lawsuit and a Bank of America downgrade added pressure.
Original
Retirement target for affluent US investors reaches $2.6 million, HSBC finds
HSBC's survey puts the US affluent retirement savings target at $2.6 million, up 26% year over year, with respondents having saved about half of it on average, according to InvestmentNews.
Original
Advisors counsel patience as Anthropic's IPO draws lukewarm client demand
Advisors report subdued client interest in Anthropic's planned public offering and favor a patient, long-term approach to buying shares if clients pursue it.
Deals
AlphaCore names former Corient executive Craig Cardwell as chief financial officer
AlphaCore Wealth Advisory has hired Craig Cardwell, previously a regional CFO and partner at Corient Private Wealth, as its chief financial officer, a role linked to the firm's acquisition program.
Who the industry is writing about · Last 72 hours
The Heat Index
Every firm named across the industry press, ranked by how many stories carried it, with the change versus the previous 72 hours. Updated every ten minutes.
- 01Schwab▼ 135 stories4 outlets
- 02SEC4 stories3 outlets
- 03Merrill▲ 22 stories2 outlets
- 04Truist▼ 12 stories2 outlets
- 05LPL Financial▼ 82 stories2 outlets
- 06CAPTRUST▼ 12 stories2 outlets
- 07Morgan Stanley▲ 11 story1 outlet
- 08Wells Fargo▼ 21 story1 outlet
Research a firm
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The Breakaway Desk
All moves →
Moves · InvestmentNews
Wirehouse moves: JPMorgan taps Merrill veteran for Southeast role as BofA beefs up OCIO team
Linda Patel will lead J.P. Morgan Advisors in Florida and Georgia as Bank of America adds nonprofit specialists in New York
Moves · InvestmentNews
Fintech bytes: Advisor360, Dispatch, Opto add senior tech leaders
Former Hightower COO and ex-Yieldstreet CTO headline wealth technology hires as advisor platforms push deeper into AI and private markets
Moves · InvestmentNews
The three ghosts of tax planning: Why advisors cannot afford to wait
Tax bill inertia, drastic near-term jumps in tax liabilities, and generationally consequential policy uncertainty will spook clients – that is, unless their advisor brings those lurking risks to light.
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Deals & Comp
More →Deals · WealthManagement.com
Deals & Moves: WPGC-Backed Apella's 31st Deal is for $332M Maryland RIADeals · Citywire RIA
Captrust acquires $1.1bn RIA in the Pacific NorthwestDeals · InvestmentNews
RIA moves: Dynasty, Mercer Advisors, and AlphaCore add to leadership
Regulation
More →Regulation · SEC
SEC Issues Exemptive Relief from Treasury Clearing Requirements for Certain Inter-Affiliate and Non-U.S. Repo TransactionsRegulation · WealthManagement.com
Snowden Lane Settles SEC Charges Over Fee DisclosuresRegulation · WealthManagement.com
SEC Accuses Companies of Submitting False Filings Amid $130M Crypto Scam
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The Wire
- Financial PlanningSurvey: Firms commit to marketing but aren't tracking the results
- Financial PlanningHigh mortgage rates complicate the case for paying cash for a home
- InvestmentNewsAdvisor moves: Raymond James lands $700M Truist duo in Florida
- Financial PlanningAsk an Advisor: What non-AUM metrics do you use to measure your firm's success?